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16 June 2008
The Honourable Gary Lunn, P.C., M.P.
Minister of Natural Resources Canada
580 Booth Street
Ottawa, Ontario
K1A 0E4
Dear Minister:
In accordance with the provisions of Sections 72 of the Access to Information Act and the Privacy Act, I am pleased to submit the Annual Report of the National Energy Board on the administration of these Acts for the period 1 April 2007 to 31 March 2008.
Yours truly,
Gaétan Caron
Chair and CEO
Attachment
Part B - Interpretation/Explanation
Part C - Supporting Documentation
Appendix I - Designation Order
Appendix II - Amendment of Designation Order
Part B - Interpretation/Explanation
Part C - Privacy Impacts Assessments
Part D - Data Matching and Sharing Activities
Part E - Supporting Documentation
Appendix I - Designation Order
The National Energy Board (the NEB or the Board) is an independent federal regulatory agency that was established in 1959. The Board regulates the following specific aspects of the energy industry:
Other responsibilities include:
In addition to its responsibilities under the National Energy Board Act (NEB Act), the Board also has responsibilities under the Canada Oil and Gas Operations Act, the Canadian Environmental Assessment Act, the Northern Pipeline Act, and certain Provisions of the Canada Petroleum Resources Act. As a result of the Canada Transportation Act, which came into effect on 1 July 1996, the Board's jurisdiction has been broadened to also include pipelines that transport commodities other than oil or natural gas.
During the fiscal year 1 April 2007 to 31 March 2008, the National Energy Board received eight requests for information under the Access to Information Act, and 17 third party requests. The third party requests required significant resources to process and accounts for the vast majority of the Board's costs of administering the Access to Information Act. Costs, including the third party requests, and pertinent administrative information are provided in the Statistical Report on the next page. The Board did not receive any requests under the Privacy Act.
Requests under the Access to Information Act [PDF 20 KB]
This Part provides a narrative explanation of some of the figures appearing on the Statistical Report (Part A). The item numbers which follow correspond to the numbers on the Statistical Report.
I Received During Reporting Period
During the reporting period, the Board received eight requests under the Access to Information Act and there was one request outstanding from the previous reporting period. The Board also received 17 third party requests, which required significant resources to process.
II Disposition of Requests Completed
The Board disclosed all documents requested.
V Completion Time
The requests in 2007-2008 were completed in the following timeframes:
4 within 30 days or less;
1 within 31 to 60 days;
1 within 61 to 120 days; and
1 took 121 days or over.
The NEB found it necessary to seek an extension to the prescribed time limit to search through a large volume of records.
IX Fees
For this reporting period $35.00 in fees were collected.
X Costs
The costs incurred for handling the requests and administrative matters dealing with Access to Information totaled $25,876.00 for 687 hours. These costs also include the resources required to process 17 third party requests.
The Board estimates that 687 hours equates to 0.23 person year.
I General
The National Energy Board (the Board) is a regulatory tribunal and a court of record. All applications and other documents filed with the Board are public and are readily available for inspection. Since its inception, the Board has maintained its policy of providing information, a) wherever possible, b) on request, and c) promptly.
In addition to providing information on request, the Board has its own program of disseminating information on various aspects of its regulatory functions. This program includes the publication of 47 news releases during the reporting period, an Annual Report that covers calendar year 2007, an Internet site www.neb-one.gc.ca , and the Regulatory Agenda publication on a quarterly basis.
The Board encourages the public to request information informally rather than formally under official Access to Information Act requests. Although the proclamation of the Access to Information Act has had no impact on the standards that the Board has set for itself in its public relations, there are measures in place to administer the Act. These measures are described in the following sections.
II Organization of Access to Information Activities
Activities relating to the Access to Information Act are the responsibility of the Secretary of the Board, who has been designated as the Coordinator. Effective January 2008, a new role as ATIP Analyst and Executive Support Officer has been created to assist the Secretary of the Board in ATIP requests. In addition, Board's Legal Counsels provide advice and employees contribute with technical information as required.
New software has also been installed to better assist in processing, reporting and managing ATIP requests.
III Implementation of the Access to Information Act
The proclamation of the Access to Information Act has had little impact on the Board's public relations program or the Board's policy on information dissemination. The only impact has been of an administrative nature: procedures are in place to deal with requests received, staff and management are aware of the requirements of the Act and of the Board's procedures, and one reading room is designated.
IV Formal/Informal Interface
The Board receives numerous requests for information each month. Some are of a complex nature, requiring research and co-ordination with other business units, and the average response time is 30 working days.
V Institutional Policies
The Board has a formalized its administrative procedures in the form of a manual, which was undertaken in order to ensure requests are processed in accordance with the applicable delegation documents and legislative authorities.
VI Delegation Instrument
The Secretary has been designated to exercise the powers and perform the duties and functions of the Chair as head of a government institution under the Act, except for the power to refuse access to a record requested based on a discretionary exemption under the Access to Information Act. Where the Secretary does not intend to give access to a record requested based on a discretionary exemption under the Act, the Secretary shall refer the request to the Executive Team, which Team shall have the power to grant or refuse access to the record.
A copy of the Designation Order and a Designation Replacement Order are attached as Appendix I and Appendix II, respectively.
VII Training
There were no training activities undertaken in 2007-08.
ACCESS TO INFORMATION ACT DESIGNATION ORDER
The Chairman of the National Energy Board, pursuant to Section 73 of the Access to Information Act* hereby designates the person holding the office of Secretary of the National Energy Board to exercise the powers and perform the duties and functions of the Chairman as head of a government institution under the Act save and except the power to refuse access to a record requested under the Act. Where the Secretary does not intend to give access to a record requested under the act, he shall refer the request to the Standing Committee on Regulatory Process which Committee shall have the power to grant or refuse access to the record.
Dated at Ottawa this 18th day of March, 1983.
______________________________
C.G. Edge
Chairman
*S.C. 1980-81-82, c. 111
ACCES-S TO INFORMATION ACT DESIGNATION REPLACEMENT ORDER
The Chairman of the National Energy Board (the Board), pursuant to Section 73 of the Access to Information Act, (the Act) hereby replaces the Access to Information Act Designation Ordermade on the 18th day of March 1983, at the City of Ottawa in the Province of Ontario, as modified by the Access to Information Act Designation Amendment Ordermade on the 27th day of May 1998, at the City of Calgary, in the Province of Alberta by the following text.
The Chairman of the Board, pursuant to Section 73 of the Access to Information Act* hereby designates the person holding the office of Secretary of the Board to exercise the powers and perform the duties and functions of the Chairman as head of a government institution under the Act save and except the power to refuse access to a record requested based on a discretionary exemption under the Act. Where the Secretary does not intend to give access to a record requested based on a discretionary exemption under the Act, he shall refer the request to the Executive Team which Team shall have the power to grant or refuse access to the record.
The Discretionary exemptions are introduced in the Act by the phrase "the head of a government institution may refuse to disclose..."
Dated at the City of Calgary, in the Provice of Alberta, this 15th day of October 2002.
______________________________
Kenneth W. Vollman
Chairman
*S.C. 1980-81-82, c. 111
During the fiscal year 1 April 2007 to 31 March 2008, the National Energy Board (the Board) received no requests for information under the Privacy Act. Pertinent administrative information is provided in the Statistical Report on the next page.
Requests under the Privacy Act [PDF 63 KB]
This Part provides a narrative explanation of some of the figures appearing on the Statistical Report (Part A). The item numbers which follow correspond to the numbers on the Statistical Report.
I Received During Reporting Period
Not applicable.
II Disposition of Request Completed
Not applicable.
V Completion Time
Not applicable.
X Costs
Not applicable.
The Board has not initiated or completed any Privacy Impacts Assessments or Preliminary Privacy Impact Assessments. Consequently, no Privacy Impacts Assessments were forwarded to the Office of the Privacy Commissioner.
The Board has not undertaken any new data matching and sharing activities.
Activities relating to the Privacy Act are the responsibility of the Secretary of the Board, who has been designated as the Coordinator. Effective January 2008, a new role as ATIP Analyst and Executive Support Officer has been created to assist the Secretary of the Board in Privacy requests. In addition, the Board's Legal Counsels and staff members of Personnel are available to provide advice, as required. All the individuals have other responsibilities in addition to those described above.
The Chair of the Board also delegated to the Secretary the authority to exercise his powers and perform his duties and functions in relation to the Privacy Act. This procedure is cited in the Designation Order, a copy of which is attached as Appendix I.
The proclamation of the Privacy Act has required the Board to make the appropriate administrative arrangements to deal with requests received. The Board's staff is aware of the requirements of the Privacy Act and the procedures to follow in order to handle all requests appropriately.
New software has also been installed to better assist in processing, reporting and managing Privacy requests.
There were no training activities undertaken in 2007-08.
PRIVACY ACT DESIGNATION ORDER
The Chairman of the National Energy Board, pursuant to Section 73 of the Privacy Act*, hereby designates the person holding the office of Secretary of the National Energy Board to exercise the powers and perform the duties and functions of the Chairman as head of a government institution under the Act.
Dated at Ottawa this 18th day of March, 1983.
______________________________
C.G. Edge
Chairman
*S.C. 1980-81-82, c. 111